Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 2, 2023
- Accession no.
- 0001415889-23-003823
- Filed
- Mar 2, 2023
- Trade date
- Feb 28-Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.92M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −478 | $244.27F2 | −$116,761.06 | 7,652 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −1,176 | $245.05F3 | −$288,178.8 | 6,476 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −4,338 | $246.17F4 | −$1,067,885.46 | 2,138 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −1,709 | $247.09F5 | −$422,276.81 | 429 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −299 | $247.91F6 | −$74,125.09 | 130 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −823 | $241.76F7 | −$198,968.48 | 7,307 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −1,243 | $243.06F8 | −$302,123.58 | 6,064 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −2,303 | $244.00F9 | −$561,932 | 3,761 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −2,034 | $244.82F10 | −$497,963.88 | 1,727 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −936 | $245.95F11 | −$230,209.2 | 791 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −460 | $246.95F12 | −$113,597 | 331 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −201 | $247.68 | −$49,783.68 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 352,000 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 344,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $243.65 to $244.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $244.70 to $245.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $245.73 to $246.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $246.74 to $247.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $247.76 to $247.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $241.355 to $242.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $242.46 to $243.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $243.50 to $244.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $244.51 to $245.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $245.57 to $246.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $246.65 to $247.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.