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Herskovits Thomas's Form 4 filing

Franchise Group, Inc. (FRG) · filed Feb 27, 2023

Accession no.
0001415889-23-003367
Filed
Feb 27, 2023
Trade date
Feb 23-24, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $2.69K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Herskovits ThomasCIK 0001269480Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2023Common StockPPurchaseAcquired+85$31.63+$2,688.5528,570Direct
Feb 23, 2023Common StockMOption exerciseAcquired+2,063––30,633Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2023Common StockMOption exerciseDisposed−2,063$0.00$00Direct
Feb 24, 2023Common StockAGrant or awardAcquired+3,260$0.00$03,260Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)