Mosher Dan's Form 4 filing
Presto Automation Inc. (PRST) · filed Feb 23, 2023
- Accession no.
- 0001415889-23-003228
- Filed
- Feb 23, 2023
- Trade date
- Feb 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $50.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mosher DanCIK 0001944904 | Officer (CHIEF REVENUE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | AGrant or awardAcquired | +9,177 | $2.23 | +$20,464.71 | 30,775 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −9,177 | $3.44F2 | −$31,568.88 | 21,598 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +5,627 | $2.23 | +$12,548.21 | 27,225 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −5,627 | $3.30 | −$18,569.1 | 21,598 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common stock | XIn-the-money exerciseDisposed | −9,177 | $2.23 | −$20,464.71 | 504,181 | Direct | |
| Feb 22, 2023 | Common stock | XIn-the-money exerciseDisposed | −5,627 | $2.23 | −$12,548.21 | 498,554 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $3.61 to $3.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.