Schell Brian N's Form 4 filing
Cboe Global Markets, Inc. (CBOE) · filed Feb 22, 2023
- Accession no.
- 0001415889-23-003002
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.11M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schell Brian NCIK 0001537240 | Officer (EXECUTIVE VP, CFO & TREASURER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common Stock | SSaleDisposed | −4,701 | $125.96 | −$592,137.96 | 9,577 | Direct | |
| Feb 19, 2023 | Common Stock | MOption exerciseAcquired | +2,028 | $129.09 | +$261,794.52 | 11,605 | Direct | |
| Feb 19, 2023 | Common Stock | FTax withholdingDisposed | −899 | $129.09 | −$116,051.91 | 10,706 | Direct | |
| Feb 19, 2023 | Common Stock | MOption exerciseAcquired | +2,983 | $129.09 | +$385,075.47 | 13,689 | Direct | |
| Feb 19, 2023 | Common Stock | FTax withholdingDisposed | −1,322 | $129.09 | −$170,656.98 | 12,367 | Direct | |
| Feb 19, 2023 | Common Stock | MOption exerciseAcquired | +2,167 | $129.09 | +$279,738.03 | 14,534 | Direct | |
| Feb 19, 2023 | Common Stock | FTax withholdingDisposed | −960 | $129.09 | −$123,926.4 | 13,574 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −3,997 | $129.00 | −$515,613 | 9,577 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 19, 2023 | Common Stock | MOption exerciseDisposed | −2,028 | $0.00 | $0 | 0 | Direct | |
| Feb 19, 2023 | Common Stock | MOption exerciseDisposed | −2,983 | $0.00 | $0 | 2,983 | Direct | |
| Feb 19, 2023 | Common Stock | MOption exerciseDisposed | −2,167 | $0.00 | $0 | 4,336 | Direct | |
| Feb 19, 2023 | Common Stock | AGrant or awardAcquired | +6,965 | $0.00 | $0 | 6,965 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.