Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Feb 17, 2023
- Accession no.
- 0001415889-23-002774
- Filed
- Feb 17, 2023
- Trade date
- Feb 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −952 | $251.38F2 | −$239,313.76 | 7,178 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −3,238 | $252.28F3 | −$816,882.64 | 3,940 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −3,564 | $253.21F4 | −$902,440.44 | 376 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −246 | $254.07F5 | −$62,501.22 | 130 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −1,261 | $248.72F6 | −$313,635.92 | 6,869 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −1,802 | $249.93F7 | −$450,373.86 | 5,067 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −2,076 | $251.02F8 | −$521,117.52 | 2,991 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −1,829 | $251.99F9 | −$460,889.71 | 1,162 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −763 | $252.93F10 | −$192,985.59 | 399 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −136 | $253.77F11 | −$34,512.72 | 263 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −133 | $254.73 | −$33,879.09 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 416,000 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 408,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $250.76 to $251.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $251.81 to $252.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $252.81 to $253.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $253.86 to $254.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $248.40 to $249.315. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $249.41 to $250.405. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $250.455 to $251.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $251.495 to $252.445. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $252.60 to $253.575. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $253.705 to $253.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.