Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Feb 15, 2023
- Accession no.
- 0001415889-23-002605
- Filed
- Feb 15, 2023
- Trade date
- Feb 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −1,982 | $253.63F2 | −$502,694.66 | 6,148 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −3,327 | $254.71F3 | −$847,420.17 | 2,821 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −2,543 | $255.62F4 | −$650,041.66 | 278 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −148 | $256.19 | −$37,916.12 | 130 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −3,637 | $253.39F5 | −$921,579.43 | 4,493 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −2,289 | $254.09F6 | −$581,612.01 | 2,204 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −369 | $255.08F7 | −$94,124.52 | 1,835 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −313 | $255.99F8 | −$80,124.87 | 1,522 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −759 | $257.41F9 | −$195,374.19 | 763 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −633 | $258.46F10 | −$163,605.18 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 432,000 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 424,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $253.13 to $254.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $254.15 to $255.145. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $255.16 to $256.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $252.86 to $253.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $253.90 to $254.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $254.915 to $255.375. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $255.955 to $256.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $256.96 to $257.905. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $257.99 to $258.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.