Conroy James Grant's Form 4 filing
Boot Barn Holdings, Inc.BOOT · filed Feb 10, 2023
- Accession no.
- 0001415889-23-002299
- Filed
- Feb 10, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.60M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Conroy James GrantCIK 0001623534 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +30,602 | $6.15 | +$188,202.3 | 66,303 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +26,278 | $23.92 | +$628,569.76 | 92,581 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −56,880 | $80.95F1 | −$4,604,436 | 35,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −30,602 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −26,278 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of sales on February 10, 2023. The shares were sold in multiple transactions at prices ranging from $80.47 to $82.38, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.