Laney G. Timothy's Form 4/A amendment
AmendedNational Bank Holdings CorpNBHC · filed Jan 30, 2023
- Accession no.
- 0001415889-23-001612
- Filed
- Jan 30, 2023
- Trade date
- Jan 11, 2023
- Filing delay
- 19 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 12, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $433.8K. It was filed 19 days after the trade.
This amendment replaces 0001415889-23-000891 (filed Jan 12, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Laney G. TimothyCIK 0001408749 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | SSaleDisposed | −10,000 | $43.38F2 | −$433,800 | 215,023 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.11 to $43.63, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
This amended Form 4 is intended to correct an administrative error in the signature block of the original Form 4 filed January 12, 2023. All details regarding the reported transaction and the reporting person's beneficial ownership remain unchanged.