Schueren Robert Alan's Form 4 filing
Natera, Inc. (NTRA) · filed Jan 24, 2023
- Accession no.
- 0001415889-23-001421
- Filed
- Jan 24, 2023
- Trade date
- Jan 12-23, 2023
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $176.9K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schueren Robert AlanCIK 0001597341 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | MOption exerciseAcquired | +6,087 | –F1 | – | 6,087 | Direct | |
| Jan 21, 2023 | Common Stock | MOption exerciseAcquired | +1,145 | –F1 | – | 7,232 | Direct | |
| Jan 22, 2023 | Common Stock | MOption exerciseAcquired | +1,250 | –F1 | – | 8,482 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −4,256 | $41.56 | −$176,879.36 | 4,226 | Direct | |
| Jan 12, 2023 | Common Stock | GGiftDisposed | −1,100 | $0.00 | $0 | 114,141 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | MOption exerciseDisposed | −6,087 | $0.00 | $0 | 18,261 | Direct | |
| Jan 21, 2023 | Common Stock | MOption exerciseDisposed | −1,145 | $0.00 | $0 | 9,161 | Direct | |
| Jan 22, 2023 | Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 13,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 3 transactions in Table I.