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Messing Barbara's Form 4 filing

Neighborhood Intelligence, Inc.NXH · filed Jan 24, 2023

Accession no.
0001415889-23-001417
Filed
Jan 24, 2023
Trade date
Jan 21-23, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.0K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Messing BarbaraCIK 0001615151Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2023Common StockMOption exerciseAcquired+1,333$0.00$04,962Direct
Jan 23, 2023Common StockSSaleDisposed−600$21.65F2−$12,9904,362Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 21, 2023Common StockMOption exerciseDisposed−1,333$0.00$05,982Direct
Jan 23, 2023Common StockAGrant or awardAcquired+7,412$0.00$07,412Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

$21.65 is the weighted average sale price for the 600 shares sold January 23, 2023. The shares were sold in multiple transactions at prices ranging from $21.64 to $21.665 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of he issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)