Corbus Barclay F's Form 4 filing
Neighborhood Intelligence, Inc.NXH · filed Jan 24, 2023
- Accession no.
- 0001415889-23-001415
- Filed
- Jan 24, 2023
- Trade date
- Jan 21-23, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $20.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Corbus Barclay FCIK 0001397930 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2023 | Common Stock | MOption exerciseAcquired | +1,333 | $0.00 | $0 | 49,906 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −933 | $21.47F3 | −$20,031.51 | 48,973 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2023 | Common Stock | MOption exerciseDisposed | −1,333 | $0.00 | $0 | 8,001 | Direct | |
| Jan 23, 2023 | Common Stock | AGrant or awardAcquired | +7,412 | $0.00 | $0 | 7,412 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
$21.47 is the weighted average sale price for the 933 shares sold January 23, 2023. The shares were sold in multiple transactions at prices ranging from $21.34 to $21.745 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of he issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.