Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jan 24, 2023
- Accession no.
- 0001415889-23-001372
- Filed
- Jan 24, 2023
- Trade date
- Jan 20-23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.16M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,986 | $258.95F2 | −$514,274.7 | 6,144 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,043 | $259.90F3 | −$271,075.7 | 5,101 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −3,336 | $261.09F4 | −$870,996.24 | 1,765 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,484 | $262.04F5 | −$388,867.36 | 281 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −151 | $262.62F6 | −$39,655.62 | 130 | Direct | |
| Jan 23, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −2,175 | $257.84F7 | −$560,802 | 5,955 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −3,357 | $258.59F8 | −$868,086.63 | 2,598 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −1,162 | $259.94F9 | −$302,050.28 | 1,436 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −743 | $260.65F10 | −$193,662.95 | 693 | Direct | |
| Jan 23, 2023 | Common Stock | SSaleDisposed | −563 | $261.43F11 | −$147,185.09 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 560,000 | Direct | |
| Jan 23, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 552,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $258.49 to $259.415. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $259.495 to $260.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $260.525 to $261.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $261.54 to $262.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $262.565 to $262.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $257.22 to $258.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $258.22 to $259.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $259.27 to $260.235. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $260.31 to $261.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $261.33 to $261.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.