Preston Jack M's Form 4 filing
RHRH · filed Jan 13, 2023
- Accession no.
- 0001415889-23-001005
- Filed
- Jan 13, 2023
- Trade date
- Jan 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Preston Jack MCIK 0001770428 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseAcquired | +4,379 | $61.30 | +$268,432.7 | 10,001 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −2,926 | $315.36F1 | −$922,743.36 | 7,075 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −1,453 | $316.30F2 | −$459,583.9 | 5,622 | Direct | |
| Jan 11, 2023 | Common Stock | SSaleDisposed | −5,621 | $315.81F3 | −$1,775,168.01 | 1 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Common Stock | MOption exerciseDisposed | −4,379 | $61.30 | −$268,432.7 | 33,399 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $315.01 to $316.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades ranging from $316.04 to $316.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $315.28 to $316.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.