Simpson Tom's Form 4 filing
Kaspien Holdings Inc. (KSPN) · filed Jan 13, 2023
- Accession no.
- 0001415889-23-000960
- Filed
- Jan 13, 2023
- Trade date
- Dec 30, 2022
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $18.5K. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson TomCIK 0001808347 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −9,737 | $0.55 | −$5,355.35 | 0 | Indirect | |
| Dec 30, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −23,879 | $0.55 | −$13,133.45 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.