Kunins Jeffrey C's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Jan 6, 2023
- Accession no.
- 0001415889-23-000628
- Filed
- Jan 6, 2023
- Trade date
- Jan 4-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kunins Jeffrey CCIK 0001788888 | Officer (CHIEF PRODUCT OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock | SSaleDisposed | −2,730 | $168.24 | −$459,295.2 | 202,523 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −509 | $166.32F3 | −$84,656.88 | 202,014 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −2,118 | $167.14F4 | −$354,002.52 | 199,896 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −722 | $168.57F5 | −$121,707.54 | 199,174 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −400 | $169.47F6 | −$67,788 | 198,774 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −300 | $170.27F7 | −$51,081 | 198,474 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The transaction was executed in multiple trades at prices ranging from $165.78 to $166.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $166.97 to $167.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $168.01 to $168.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $169.02 to $169.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $170.04 to $170.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.