Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jan 3, 2023
- Accession no.
- 0001415889-23-000057
- Filed
- Jan 3, 2023
- Trade date
- Dec 29-30, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.42M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −108 | $273.25F2 | −$29,511 | 8,022 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −1,789 | $274.78F3 | −$491,581.42 | 6,233 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −3,458 | $275.98F4 | −$954,338.84 | 2,775 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −2,645 | $276.78F5 | −$732,083.1 | 130 | Direct | |
| Dec 30, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −2,438 | $274.65F6 | −$669,596.7 | 5,692 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −1,884 | $275.53F7 | −$519,098.52 | 3,808 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −881 | $276.40F8 | −$243,508.4 | 2,927 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −2,102 | $277.66F9 | −$583,641.32 | 825 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −695 | $278.32F10 | −$193,432.4 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 672,000 | Direct | |
| Dec 30, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 664,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $273.19 to $274.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $274.29 to $275.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $275.46 to $276.455. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $276.465 to $277.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $274.10 to $275.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $275.14 to $276.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $276.14 to $276.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $277.17 to $278.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $278.185 to $278.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.