Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Dec 22, 2022
- Accession no.
- 0001415889-22-012958
- Filed
- Dec 22, 2022
- Trade date
- Dec 20-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.48M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2022 | Class A common stock | CConversionAcquired | +37,227 | –F1 | – | 981,174 | Direct | |
| Dec 21, 2022 | Class A common stock | SSaleDisposed | −6,569 | $105.27F3 | −$691,518.63 | 974,605 | Direct | |
| Dec 21, 2022 | Class A common stock | SSaleDisposed | −5,495 | $106.47F4 | −$585,052.65 | 969,110 | Direct | |
| Dec 21, 2022 | Class A common stock | SSaleDisposed | −18,079 | $107.53F5 | −$1,944,034.87 | 951,031 | Direct | |
| Dec 21, 2022 | Class A common stock | SSaleDisposed | −19,864 | $108.05F6 | −$2,146,305.2 | 931,167 | Direct | |
| Dec 21, 2022 | Class A common stock | SSaleDisposed | −1,003 | $108.95F7 | −$109,276.85 | 930,164 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Class B common stock | MOption exerciseDisposed | −87,997 | $0.00 | $0 | 615,981 | Direct | |
| Dec 20, 2022 | Class A common stock | MOption exerciseAcquired | +87,997 | $0.00 | $0 | 1,113,989 | Direct | |
| Dec 20, 2022 | Class A common stock | CConversionDisposed | −37,227 | $0.00 | $0 | 1,076,762 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $104.76 to $105.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $105.81 to $106.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $106.82 to $107.815. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $107.82 to $108.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $108.86 to $109.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.