Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Dec 14, 2022
- Accession no.
- 0001415889-22-012555
- Filed
- Dec 14, 2022, 6:19 PM ET
- Trade date
- Dec 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | SSaleDisposed | −118,300 | $9.30F1 | −$1,100,473.92 | 21,722,692 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −61,700 | $9.27F3 | −$571,897.3 | 21,660,992 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −38,599 | $9.07F4 | −$350,065.91 | 21,622,393 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 118,300 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 12, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 61,700 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 13, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 38,599 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 14, 2022 with sale prices ranging from $9.00 to $9.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.