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Dake Benjamin T's Form 4 filing

Jade Biosciences, Inc. (JBIO) · filed Dec 14, 2022

Accession no.
0001415889-22-012550
Filed
Dec 14, 2022
Trade date
Dec 12, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $60.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dake Benjamin TCIK 0001869248Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2022Common StockMOption exerciseAcquired+2,059$2.14+$4,406.262,059Direct
Dec 12, 2022Common StockSSaleDisposed−20$25.82−$516.42,039Direct
Dec 12, 2022Common StockSSaleDisposed−1,132$28.83F2−$32,635.56907Direct
Dec 12, 2022Common StockSSaleDisposed−907$30.26F3−$27,445.820Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 12, 2022Common StockMOption exerciseDisposed−2,059$0.00$0205,577Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.30 to $29.265, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.62 to $30.61, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

Officer Title: President, Chief Operating Officer and Secretary

Read the full filing on SEC EDGAR (opens in a new tab)