Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Dec 9, 2022
- Accession no.
- 0001415889-22-012357
- Filed
- Dec 9, 2022, 8:02 PM ET
- Trade date
- Nov 9-Dec 9, 2022
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $761.6K. It was filed 30 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | GGiftAcquired | +366 | $0.00 | $0 | 366 | Indirect | |
| Nov 10, 2022 | Common Stock | GGiftAcquired | +1,468 | $0.00 | $0 | 1,468 | Indirect | |
| Nov 10, 2022 | Common Stock | GGiftAcquired | +5,910 | $0.00 | $0 | 5,910 | Indirect | |
| Nov 10, 2022 | Common Stock | GGiftAcquired | +370 | $0.00 | $0 | 370 | Indirect | |
| Nov 10, 2022 | Common Stock | GGiftAcquired | +28,848 | $0.00 | $0 | 29,214 | Indirect | |
| Nov 11, 2022 | Common Stock | GGiftDisposed | −29,214 | $0.00 | $0 | 0 | Indirect | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −8,000 | $9.29F2 | −$74,340.8 | 21,914,992 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −37,500 | $9.28F5 | −$347,966.25 | 21,877,492 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −36,500 | $9.30F6 | −$339,307.65 | 21,840,992 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 7, 2022 with sale prices ranging from $9.25 to $9.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 37,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 8, 2022 with sale prices ranging from $9.25 to $9.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects the weighted average price of 36,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2022 with sale prices ranging from $9.25 to $9.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.