Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Dec 9, 2022
- Accession no.
- 0001415889-22-012319
- Filed
- Dec 9, 2022
- Trade date
- Dec 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −568 | $273.49F2 | −$155,342.32 | 7,562 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −1,876 | $274.60F3 | −$515,149.6 | 5,686 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −2,226 | $275.55F4 | −$613,374.3 | 3,460 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −1,665 | $276.62F5 | −$460,572.3 | 1,795 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −1,665 | $277.36F6 | −$461,804.4 | 130 | Direct | |
| Dec 8, 2022 | Common Stock | MOption exerciseAcquired | +8,000 | $113.08 | +$904,640 | 8,130 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −701 | $276.84F7 | −$194,064.84 | 7,429 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −2,480 | $277.72F8 | −$688,745.6 | 4,949 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −2,178 | $278.62F9 | −$606,834.36 | 2,771 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −2,025 | $279.85F10 | −$566,696.25 | 746 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −616 | $280.58F11 | −$172,837.28 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 808,000 | Direct | |
| Dec 8, 2022 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 800,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $272.88 to $273.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $274.08 to $275.075. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $275.10 to $276.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $276.125 to $277.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $277.19 to $278.1675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $276.19 to $277.175. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $277.195 to $278.155. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $278.22 to $279.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $279.245 to $280.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $280.28 to $281.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.