Lee Edward T's Form 4 filing
RH (RH) · filed Nov 17, 2022
- Accession no.
- 0001415889-22-011527
- Filed
- Nov 17, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $657.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Edward TCIK 0001829387 | Officer (SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +540 | $87.31 | +$47,147.4 | 3,164 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −540 | $300.00 | −$162,000 | 2,624 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +1,250 | $101.25 | +$126,562.5 | 3,874 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,250 | $300.00 | −$375,000 | 2,624 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +400 | $154.82 | +$61,928 | 3,024 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −400 | $300.00 | −$120,000 | 2,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −540 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 3,000 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 3,200 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.