Torley Helen's Form 4 filing
Halozyme Therapeutics, Inc. (HALO) · filed Nov 17, 2022
- Accession no.
- 0001415889-22-011510
- Filed
- Nov 17, 2022
- Trade date
- Nov 15-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Torley HelenCIK 0001528185 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $14.66 | +$146,600 | 597,177 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −9,987 | $54.11F2 | −$540,396.57 | 587,190 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −13 | $54.61 | −$709.93 | 587,177 | Direct | |
| Nov 16, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $14.66 | +$146,600 | 597,177 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −10,000 | $53.90F3 | −$539,000 | 587,177 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $14.66 | +$146,600 | 597,177 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −10,000 | $52.15F4 | −$521,500 | 587,177 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $14.66 | −$146,600 | 140,000 | Direct | |
| Nov 16, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $14.66 | −$146,600 | 130,000 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $14.66 | −$146,600 | 120,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a weighted average sales price per share. The shares were sold at prices ranging from $53.59 to $54.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
Represents a weighted average sales price per share. The shares were sold at prices ranging from $53.52 to $54.325. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Represents a weighted average sales price per share. The shares were sold at prices ranging from $51.60 to $52.44. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.