Heffes Brett D's Form 4 filing
Winmark Corp (WINA) · filed Nov 3, 2022
- Accession no.
- 0001415889-22-011059
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heffes Brett DCIK 0001237904 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +1,930 | $91.93 | +$177,424.9 | 109,530 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +5,116 | $90.99 | +$465,504.84 | 114,646 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +854 | $98.25 | +$83,905.5 | 115,500 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −537 | $253.97 | −$136,381.89 | 114,963 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −937 | $252.47 | −$236,564.39 | 114,026 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −2,917 | $251.71 | −$734,238.07 | 111,109 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −3,509 | $250.24 | −$878,092.16 | 107,600 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +1,684 | $90.99 | +$153,227.16 | 109,284 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +816 | $122.50 | +$99,960 | 110,100 | Direct | |
| Nov 2, 2022 | Common Stock | GGiftDisposed | −1,600 | $0.00 | $0 | 108,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −1,930 | $91.93 | −$177,424.9 | 0 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −6,800 | $90.99 | −$618,732 | 0 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −3,983 | $98.25 | −$83,905.5 | 3,129 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $122.50 | −$99,960 | 4,184 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.