Dierks Jeffrey's Form 4 filing
Harmony Biosciences Holdings, Inc. (HRMY) · filed Oct 4, 2022
- Accession no.
- 0001415889-22-010215
- Filed
- Oct 4, 2022
- Trade date
- Oct 3, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $543.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dierks JeffreyCIK 0001821102 | Officer (CHIEF COMMERCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Common Stock | MOption exerciseAcquired | +12,173 | $8.22 | +$100,062.06 | 12,173 | Direct | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −9,382 | $44.45 | −$417,029.9 | 2,791 | Direct | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −2,791 | $45.47 | −$126,906.77 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Common Stock | MOption exerciseDisposed | −9,739 | $0.00 | $0 | 0 | Direct | |
| Oct 3, 2022 | Common Stock | MOption exerciseDisposed | −2,434 | $0.00 | $0 | 2,435 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.