CMI Oxbow Partners, LLC's Form 4 filing

SkyWater Technology, LLC (SKYT) · filed Sep 19, 2022

Accession no.: 0001415889-22-009753
Filed: Sep 19, 2022, 4:26 PM ET
Trade date: Sep 15-16, 2022
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.53M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
CMI Oxbow Partners, LLCCIK 0001857392	Director, 10% Owner
Oxbow Industries, LLCCIK 0001857514	Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 15, 2022	Common Stock	SSaleDisposed	−85,584	$8.98^F1	−$768,458.74	22,048,408	Direct
Sep 16, 2022	Common Stock	SSaleDisposed	−88,084	$8.66^F5	−$763,133.35	21,960,324	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Reflects the weighted average price of 85,584 shares of common stock of SkyWater Technology, Inc. sold by the reporting person in multiple transactions on September 15, 2022 with sale prices ranging from $8.82 to $9.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Reflects the weighted average price of 88,084 shares of common stock of SkyWater Technology, Inc. sold by the reporting person in multiple transactions on September 16, 2022 with sale prices ranging from $8.50 to $8.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)