Lloyd Brian G.'s Form 4 filing
Merit Medical Systems Inc (MMSI) · filed Aug 15, 2022
- Accession no.
- 0001415889-22-008641
- Filed
- Aug 15, 2022
- Trade date
- Mar 30-Aug 12, 2022
- Filing delay
- 138 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.67M. It was filed 138 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lloyd Brian G.CIK 0001671772 | Officer (CHIEF LEGAL OFFICER, SECRETARY) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +29,897 | $28.20 | +$843,095.4 | 38,791 | Direct | |
| Aug 11, 2022 | Common Stock, No Par Value | SSaleDisposed | −26,807 | $62.03F1 | −$1,662,838.21 | 11,984 | Direct | |
| Aug 12, 2022 | Common Stock, No Par Value | MOption exerciseAcquired | +103 | $28.20 | +$2,904.6 | 12,087 | Direct | |
| Aug 12, 2022 | Common Stock, No Par Value | SSaleDisposed | −93 | $62.00 | −$5,766 | 11,994 | Direct | |
| Mar 30, 2022 | Common Stock, No Par Value | GGiftDisposed | −640 | $0.00 | $0 | 8,894 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 103 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −103 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.13, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.