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Lee Edward T's Form 4 filing

RH (RH) · filed Aug 8, 2022

Accession no.
0001415889-22-008392
Filed
Aug 8, 2022
Trade date
Aug 8, 2022
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.32M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lee Edward TCIK 0001829387Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 8, 2022Common StockMOption exerciseAcquired+4,400$44.52F1+$195,8887,024Direct
Aug 8, 2022Common StockSSaleDisposed−4,400$300.26F2−$1,321,1442,624Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 8, 2022Common StockMOption exerciseDisposed−4,400$0.00$02,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades ranging from $300.00 to $300.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

Remarks

Chief Legal and Compliance Officer

Read the full filing on SEC EDGAR (opens in a new tab)