Fischer Gary L's Form 4 filing
Axt Inc (AXTI) · filed Aug 2, 2022
- Accession no.
- 0001415889-22-008101
- Filed
- Aug 2, 2022
- Trade date
- Jul 29-Aug 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $862.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fischer Gary LCIK 0001257647 | Officer (VICE PRESIDENT, CFO & CORP SEC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | Common Stock | SSaleDisposed | −60,000 | $8.25 | −$495,000 | 319,020 | Direct | |
| Aug 1, 2022 | Common Stock | SSaleDisposed | −40,000 | $9.19 | −$367,600 | 279,020 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.