Musket David B's Form 4 filing
Capricor Therapeutics, Inc. (CAPR) · filed Jul 1, 2022
- Accession no.
- 0001415889-22-007219
- Filed
- Jul 1, 2022
- Trade date
- Jun 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $106.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Musket David BCIK 0001310611 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2022 | Common Stock | SSaleDisposed | −28,215 | $3.77 | −$106,370.55 | 12,747 | Direct | |
| Jun 30, 2022 | Common Stock | MOption exerciseAcquired | +10,796 | $1.39 | +$15,006.44 | 23,543 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Common Stock | MOption exerciseDisposed | −1,401 | $0.00 | $0 | 0 | Direct | |
| Jun 30, 2022 | Common Stock | MOption exerciseDisposed | −4,750 | $0.00 | $0 | 0 | Direct | |
| Jun 30, 2022 | Common Stock | MOption exerciseDisposed | −4,645 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.