Chapman Steven Leonard's Form 4 filing
Natera, Inc. (NTRA) · filed Jun 24, 2022
- Accession no.
- 0001415889-22-006922
- Filed
- Jun 24, 2022
- Trade date
- Jun 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $59.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chapman Steven LeonardCIK 0001711968 | Director, Officer (CEO AND PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | Common Stock | MOption exerciseAcquired | +182 | –F1 | – | 63,304 | Direct | |
| Jun 22, 2022 | Common Stock | MOption exerciseAcquired | +3,125 | –F1 | – | 66,429 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −92 | $35.76 | −$3,289.92 | 66,337 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −1,560 | $35.76 | −$55,785.6 | 64,777 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | Common Stock | MOption exerciseDisposed | −182 | $0.00 | $0 | 548 | Direct | |
| Jun 22, 2022 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 9,375 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 2 transactions in Table I.