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Chaya Eri's Form 4 filing

RH (RH) · filed Jun 13, 2022

Accession no.
0001415889-22-006527
Filed
Jun 13, 2022
Trade date
Jun 10, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.75M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chaya EriCIK 0001560810Director, Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 10, 2022Common StockMOption exerciseAcquired+17,150$29.00+$497,35090,793Direct
Jun 10, 2022Common StockSSaleDisposed−1,000$271.47F1,F2−$271,47089,793Direct
Jun 10, 2022Common StockSSaleDisposed−378$272.25F1,F3−$102,910.589,415Direct
Jun 10, 2022Common StockSSaleDisposed−600$273.54F1,F4−$164,12488,815Direct
Jun 10, 2022Common StockSSaleDisposed−2,230$274.74F1,F5−$612,670.286,585Direct
Jun 10, 2022Common StockSSaleDisposed−2,141$275.56F1,F6−$589,973.9684,444Direct
Jun 10, 2022Common StockSSaleDisposed−3,346$276.62F1,F7−$925,570.5281,098Direct
Jun 10, 2022Common StockSSaleDisposed−3,497$277.68F1,F8−$971,046.9677,601Direct
Jun 10, 2022Common StockSSaleDisposed−2,227$278.42F1,F9−$620,041.3475,374Direct
Jun 10, 2022Common StockSSaleDisposed−298$280.51F1,F10−$83,591.9875,076Direct
Jun 10, 2022Common StockSSaleDisposed−702$281.72F1,F11−$197,767.4474,374Direct
Jun 10, 2022Common StockSSaleDisposed−631$283.54F1,F12−$178,913.7473,743Direct
Jun 10, 2022Common StockSSaleDisposed−100$284.62F1−$28,46273,643Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 10, 2022Common StockMOption exerciseDisposed−17,150$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Referenced by the price of 12 transactions in Table I.

F2

This transaction was executed in multiple trades ranging from $270.89 to $271.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $271.90 to $272.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $273.15 to $273.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $274.16 to $275.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $275.16 to $276.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades ranging from $276.17 to $277.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades ranging from $277.18 to 278.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades ranging from $278.22 to $279.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades ranging from $280.10 to $281.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades ranging from $281.10 to $281.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades ranging from $283.09 to $283.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

Remarks

President, Chief Creative and Merchandising Officer and Director

Read the full filing on SEC EDGAR (opens in a new tab)