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Roberts Tracy L.'s Form 4 filing

Digi International Inc (DGII) · filed Jun 8, 2022

Accession no.
0001415889-22-006318
Filed
Jun 8, 2022
Trade date
Jun 6-7, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $454.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roberts Tracy L.CIK 0001540296Officer (VP, TECHNOLOGY SERVICES)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2022Common StockMOption exerciseAcquired+12,500$7.40+$92,50065,207.31Direct
Jun 6, 2022Common StockSSaleDisposed−11,250$25.46−$286,42553,957.31Direct
Jun 7, 2022Common StockMOption exerciseAcquired+7,500$9.35+$70,12572,533.31Direct
Jun 7, 2022Common StockSSaleDisposed−6,750$24.83−$167,602.547,207.31Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2022Common StockMOption exerciseDisposed−12,500$0.00$00Direct
Jun 7, 2022Common StockMOption exerciseDisposed−7,500$0.00$017,500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)