Roberts Tracy L.'s Form 4 filing
Digi International IncDGII · filed Jun 8, 2022
- Accession no.
- 0001415889-22-006318
- Filed
- Jun 8, 2022
- Trade date
- Jun 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $454.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts Tracy L.CIK 0001540296 | Officer (VP, TECHNOLOGY SERVICES) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +12,500 | $7.40 | +$92,500 | 65,207.31 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −11,250 | $25.46F1 | −$286,425 | 53,957.31 | Direct | |
| Jun 7, 2022 | Common Stock | MOption exerciseAcquired | +7,500 | $9.35 | +$70,125 | 72,533.31 | Direct | |
| Jun 7, 2022 | Common Stock | SSaleDisposed | −6,750 | $24.83F2 | −$167,602.5 | 47,207.31 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 0 | Direct | |
| Jun 7, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 17,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 11,250 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 6, 2022 with sale prices ranging from $25.40 to $25.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 6,750 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 7, 2022 with sale prices ranging from $24.82 to $24.8701 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.