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Hazen John's Form 4 filing

Boot Barn Holdings, Inc. (BOOT) · filed May 25, 2022

Accession no.
0001415889-22-005668
Filed
May 25, 2022
Trade date
May 22-25, 2022
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $923.3K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hazen JohnCIK 0001766683Officer (CHIEF DIGITAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2022Common StockFTax withholdingDisposed−1,069$72.06−$77,032.146,653Direct
May 23, 2022Common StockMOption exerciseAcquired+3,259$24.08+$78,476.729,912Direct
May 23, 2022Common StockMOption exerciseAcquired+3,053$20.94+$63,929.8212,965Direct
May 23, 2022Common StockSSaleDisposed−6,312$74.51−$470,307.126,653Direct
May 24, 2022Common StockSSaleDisposed−5,216$68.27−$356,096.321,437Direct
May 24, 2022Common StockSSaleDisposed−350$69.64−$24,3741,087Direct
May 25, 2022Common StockSSaleDisposed−1,087$66.69−$72,492.030Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 23, 2022Common StockMOption exerciseDisposed−3,259$0.00$06,517Direct
May 23, 2022Common StockMOption exerciseDisposed−3,053$0.00$06,106Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)