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Fulop Ric's Form 4/A amendment

Amended

Desktop Metal, Inc. (DM) · filed May 5, 2022

Accession no.
0001415889-22-004663
Filed
May 5, 2022
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 16, 2022

This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $525.7K.

This amendment restates part of 0001415889-22-003021 (filed Mar 16, 2022). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fulop RicCIK 0001472305Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001415889-22-003021 (filed Mar 16, 2022).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001415889-22-003021
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2022Class A Common StockPPurchaseAcquired+128,850$4.08F1+$525,70820,223,999Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

The price reported in column 4 is an average price. The shares were purchased in multiple transactions at prices ranging from $3.99 to $4.17. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting Person, along with his wife, maintains voting and investment power over the shares held of record by each of the trusts.

Remarks

The Form 4 originally filed by the Reporting Person on March 16, 2022 inadvertently omitted the shares of Class A Common Stock indirectly beneficially owned by the Reporting Person through various trusts. This amendment is being filed solely to correct this omission.

Read the full filing on SEC EDGAR (opens in a new tab)