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Chaya Eri's Form 4 filing

RH (RH) · filed Apr 27, 2022

Accession no.
0001415889-22-004292
Filed
Apr 27, 2022
Trade date
Apr 25, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 18 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.63M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chaya EriCIK 0001560810Director, Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 25, 2022Common StockMOption exerciseAcquired+17,150$29.00+$497,35090,793Direct
Apr 25, 2022Common StockSSaleDisposed−1,267$318.67F1,F2−$403,754.8989,526Direct
Apr 25, 2022Common StockSSaleDisposed−1,785$319.88F1,F3−$570,985.887,741Direct
Apr 25, 2022Common StockSSaleDisposed−733$320.97F1,F4−$235,271.0187,008Direct
Apr 25, 2022Common StockSSaleDisposed−1,200$321.97F1,F5−$386,36485,808Direct
Apr 25, 2022Common StockSSaleDisposed−1,601$323.01F1,F6−$517,139.0184,207Direct
Apr 25, 2022Common StockSSaleDisposed−800$323.82F1,F7−$259,05683,407Direct
Apr 25, 2022Common StockSSaleDisposed−200$325.48F1,F8−$65,09683,207Direct
Apr 25, 2022Common StockSSaleDisposed−200$326.67F1,F9−$65,33483,007Direct
Apr 25, 2022Common StockSSaleDisposed−400$327.93F1,F10−$131,17282,607Direct
Apr 25, 2022Common StockSSaleDisposed−600$329.23F1,F11−$197,53882,007Direct
Apr 25, 2022Common StockSSaleDisposed−700$330.24F1,F12−$231,16881,307Direct
Apr 25, 2022Common StockSSaleDisposed−1,100$331.23F1,F13−$364,35380,207Direct
Apr 25, 2022Common StockSSaleDisposed−1,081$332.41F1,F14−$359,335.2179,126Direct
Apr 25, 2022Common StockSSaleDisposed−800$333.46F1,F15−$266,76878,326Direct
Apr 25, 2022Common StockSSaleDisposed−804$334.85F1,F16−$269,219.477,522Direct
Apr 25, 2022Common StockSSaleDisposed−1,900$335.82F1,F17−$638,05875,622Direct
Apr 25, 2022Common StockSSaleDisposed−1,979$336.78F1,F18−$666,487.6273,643Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 25, 2022Common StockMOption exerciseDisposed−17,150$0.00$034,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Referenced by the price of 17 transactions in Table I.

F2

This transaction was executed in multiple trades ranging from $318.35 to $319.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $319.35 to $320.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $320.35 to $321.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $321.45 to $322.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $322.49 to $323.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades ranging from $323.49 to $324.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades ranging from $325.11 to $325.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades ranging from $326.3 to $327.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades ranging from $327.35 to $328.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades ranging from $328.75 to $329.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades ranging from $329.87 to $330.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades ranging from $330.87 to $331.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F14

This transaction was executed in multiple trades ranging from $332.02 to $333.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F15

This transaction was executed in multiple trades ranging from $333.04 to $333.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F16

This transaction was executed in multiple trades ranging from $334.36 to $335.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F17

This transaction was executed in multiple trades ranging from $335.38 to $336.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

F18

This transaction was executed in multiple trades ranging from $336.43 to $337.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 1 transaction in Table I.

Remarks

President, Chief Creative and Merchandising Officer and Director

Read the full filing on SEC EDGAR (opens in a new tab)