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Casella Douglas R's Form 4 filing

Casella Waste Systems Inc (CWST) · filed Mar 16, 2022

Accession no.
0001415889-22-003067
Filed
Mar 16, 2022
Trade date
Mar 15-16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $1.58M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Casella Douglas RCIK 0001055353Director, Officer (VICE CHAIRMAN, BD OF DIRECTORS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2022Class A Common StockSSaleDisposed−1,114$87.35F2−$97,307.9245,621Direct
Mar 15, 2022Class A Common StockSSaleDisposed−131$87.99F3−$11,526.69245,490Direct
Mar 15, 2022Class A Common StockSSaleDisposed−15,317$88.03F4−$1,348,355.51230,173Direct
Mar 16, 2022Class A Common StockSSaleDisposed−1,400$88.11F5−$123,354228,773Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $88.00 to $88.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $88.02 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)