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Casella Douglas R's Form 4 filing

Casella Waste Systems Inc (CWST) · filed Mar 15, 2022

Accession no.
0001415889-22-002984
Filed
Mar 15, 2022
Trade date
Mar 11-14, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $1.15M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Casella Douglas RCIK 0001055353Director, Officer (VICE CHAIRMAN, BD OF DIRECTORS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 11, 2022Class A Common StockAGrant or awardAcquired+1,819$0.00$0260,166Direct
Mar 14, 2022Class A Common StockSSaleDisposed−12,331$85.59F2−$1,055,410.29247,835Direct
Mar 14, 2022Class A Common StockSSaleDisposed−1,100$90.27F3−$99,297246,735Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $89.00 to $89.99. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $90.01 to $90.52. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)