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Goff Leah A's Form 4 filing

Winmark Corp (WINA) · filed Mar 14, 2022

Accession no.
0001415889-22-002940
Filed
Mar 14, 2022
Trade date
Mar 11-14, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 7 derivative transactions. Open-market sales total $355.0K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goff Leah ACIK 0001338831Officer (VP OF HUMAN RESOURCES)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 11, 2022Common StockMOption exerciseAcquired+15$156.00+$2,34011,115Direct
Mar 11, 2022Common StockSSaleDisposed−15$227.00−$3,40511,100Direct
Mar 14, 2022Common StockMOption exerciseAcquired+235$156.00+$36,66011,335Direct
Mar 14, 2022Common StockMOption exerciseAcquired+225$176.20+$39,64511,560Direct
Mar 14, 2022Common StockMOption exerciseAcquired+225$183.87+$41,370.7511,785Direct
Mar 14, 2022Common StockMOption exerciseAcquired+486$125.50+$60,99312,271Direct
Mar 14, 2022Common StockMOption exerciseAcquired+265$122.50+$32,462.512,536Direct
Mar 14, 2022Common StockMOption exerciseAcquired+125$134.25+$16,781.2512,661Direct
Mar 14, 2022Common StockSSaleDisposed−1,561$225.26−$351,630.8611,100Direct
Mar 14, 2022Common StockMOption exerciseAcquired+225$134.25+$30,206.2511,325Direct
Mar 14, 2022Common StockMOption exerciseAcquired+250$143.20+$35,80011,575Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 14, 2022Common StockMOption exerciseDisposed−486$125.50−$60,9930Direct
Mar 14, 2022Common StockMOption exerciseDisposed−265$122.50−$32,462.50Direct
Mar 14, 2022Common StockMOption exerciseDisposed−350$134.25−$46,987.50Direct
Mar 14, 2022Common StockMOption exerciseDisposed−500$143.20−$35,800250Direct
Mar 11, 2022Common StockMOption exerciseDisposed−500$156.00−$39,000250Direct
Mar 14, 2022Common StockMOption exerciseDisposed−675$176.20−$39,645450Direct
Mar 14, 2022Common StockMOption exerciseDisposed−900$183.87−$41,370.75675Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)