Casella Douglas R's Form 4/A amendment
AmendedCasella Waste Systems Inc (CWST) · filed Mar 7, 2022
- Accession no.
- 0001415889-22-002633
- Filed
- Mar 7, 2022
- Trade date
- Aug 27, 2019
- Filing delay
- 923 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 28, 2019
This filing lists 1 non-derivative transaction. Open-market sales total $1.74M. It was filed 923 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella Douglas RCIK 0001055353 | Director, Officer (VICE CHAIRMAN, BD OF DIRECTORS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2019 | Class A Common Stock | SSaleDisposed | −38,853 | $44.90F1 | −$1,744,499.7 | 603,851 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $44.50 to $45.34. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
On August 28, 2019, the reporting person filed a Form 4 that inadvertently overstated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between August 28, 2019 and August 11, 2021 similarly overstated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 258,347 shares of Class A Common Stock.