Glazer Walter P. Jr.'s Form 4 filing
Escalade IncESCA · filed Mar 4, 2022
- Accession no.
- 0001415889-22-002564
- Filed
- Mar 4, 2022
- Trade date
- Mar 2-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $43.5K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001415889-22-002670 (Mar 7, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glazer Walter P. Jr.CIK 0001640328 | Director, Officer (CEO & PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock | MOption exerciseAcquired | +2,500 | –F1 | – | 284,297 | Direct | |
| Mar 4, 2022 | Common Stock | MOption exerciseAcquired | +1,666 | –F1 | – | 285,963 | Direct | |
| Mar 4, 2022 | Common Stock | PPurchaseAcquired | +3,312 | $13.13F2 | +$43,486.56 | 289,275 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | AGrant or awardAcquired | +5,000 | $0.00 | $0 | 5,000 | Direct | |
| Mar 4, 2022 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2022 | Common Stock | MOption exerciseDisposed | −1,666 | $0.00 | $0 | 1,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
Referenced by the price of 1 transaction in Table I.