Michaels Kimon's Form 4 filing
PDF Solutions IncPDFS · filed Feb 25, 2022
- Accession no.
- 0001415889-22-001895
- Filed
- Feb 25, 2022
- Trade date
- Feb 23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Michaels KimonCIK 0001165534 | Director, Officer (EVP OF PRODUCTS AND SOLUTIONS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $8.79 | +$131,850 | 134,055 | Indirect | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −8,850 | –F2 | – | 125,205 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Commo Stock | MOption exerciseDisposed | −15,000 | $8.79 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
These shares were sold in multiple transactions at prices ranging from $24.53 to $25.51 per share, resulting in a weighted average sale price of $24.95 per share. These shares were sold to cover the reporting person's option exercise price and tax withholding obligations.
Referenced by the price of 1 transaction in Table I.