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Michaels Kimon's Form 4 filing

PDF Solutions Inc (PDFS) · filed Feb 25, 2022

Accession no.
0001415889-22-001895
Filed
Feb 25, 2022
Trade date
Feb 23, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Michaels KimonCIK 0001165534Director, Officer (EVP OF PRODUCTS AND SOLUTIONS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2022Common StockMOption exerciseAcquired+15,000$8.79+$131,850134,055Indirect
Feb 23, 2022Common StockSSaleDisposed−8,850––125,205Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2022Commo StockMOption exerciseDisposed−15,000$8.79––Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)