Pekarek James B's Form 4/A amendment
AmendedAgiliti, Inc. (AGTI) · filed Feb 18, 2022
- Accession no.
- 0001415889-22-001595
- Filed
- Feb 18, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 16 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 4, 2022
This filing lists 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $369.8K. It was filed 16 days after the trade.
This amendment restates part of 0001415889-22-001067 (filed Feb 4, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pekarek James BCIK 0001756301 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock, $0.0001 par value | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 179,346 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-22-001067 (filed Feb 4, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock, $0.0001 par value | MOption exerciseAcquired | +20,000 | $2.13 | +$42,600 | 230,984 | Direct | |
| Feb 2, 2022 | Common Stock, $0.0001 par value | SSaleDisposed | −20,000 | $18.49F2 | −$369,800 | 210,984 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.05, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 4, 2022, the reporting person filed a Form 4 which inadvertently reported the exercise of 20,000 options as "Acquired" instead of "Disposed of" under Column 5 of Table II. As reported in this amendment, the exercise of 20,000 options resulted in those options being disposed of and not acquired.