Schueren Robert Alan's Form 4/A amendment
AmendedNatera, Inc. (NTRA) · filed Feb 11, 2022
- Accession no.
- 0001415889-22-001239
- Filed
- Feb 11, 2022
- Trade date
- Sep 27, 2021
- Filing delay
- 137 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 29, 2021
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $157.0K. It was filed 137 days after the trade.
This amendment restates part of 0001415889-21-004611 (filed Sep 29, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schueren Robert AlanCIK 0001597341 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +2,749 | –F1 | – | 30,646 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-21-004611 (filed Sep 29, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Common Stock | SSaleDisposed | −50 | $108.53 | −$5,426.5 | 24,596 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −1,381 | $109.76 | −$151,578.56 | 23,215 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −2,749 | $0.00 | $0 | 27,495 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock
Referenced by the price of 1 transaction in Table I.
- F2
The prior Form 4 incorrectly reported a transfer of 6,222 shares to the Robert A Schueren & Deborah A Schueren Rev Trust. The correct amount of shares transferred was 222.
- F3
The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.