Lozano Miguel's Form 4 filing
El Pollo Loco Holdings, Inc.LOCO · filed Feb 8, 2022
- Accession no.
- 0001415889-22-001162
- Filed
- Feb 8, 2022
- Trade date
- Feb 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $324.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lozano MiguelCIK 0001772878 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Common Stock | MOption exerciseAcquired | +8,548 | $11.47 | +$98,045.56 | 95,528 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −8,548 | $12.87F2 | −$110,012.76 | 86,980 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −16,690 | $12.87F2 | −$214,800.3 | 70,290 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Common Stock | MOption exerciseDisposed | −8,548 | $0.00 | $0 | 8,548 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $13.06 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.