Vo Chuan D.'s Form 4 filing
Stark Novus Financial Inc. (SNFI) · filed Feb 1, 2022
- Accession no.
- 0001415889-22-000914
- Filed
- Feb 1, 2022
- Trade date
- Nov 18, 2020-Feb 17, 2021
- Filing delay
- 440 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 4 derivative transactions. Open-market purchases total $1.55M. Open-market sales total $26.0K. It was filed 440 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vo Chuan D.CIK 0001827679 | Officer (FORMER VP OF PROPULSION) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,000 | $25.25 | +$25,250 | 101,717 | Direct | |
| Feb 3, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $26.00 | −$26,000 | 717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.05 | +$135,250 | 5,717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +435 | $27.32 | +$11,884.2 | 6,152 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,750 | $27.33 | +$47,827.5 | 7,902 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,603 | $27.34 | +$43,826.02 | 9,505 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,212 | $27.35 | +$33,148.2 | 10,717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.45 | +$137,250 | 15,717 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +7,249 | $25.05 | +$181,587.45 | 22,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $25.15 | +$251,500 | 32,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $25.45 | +$127,250 | 37,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +250 | $25.03 | +$6,257.5 | 38,216 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +2,501 | $25.04 | +$62,625.04 | 40,717 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $25.25 | +$126,250 | 45,717 | Direct | |
| Feb 17, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $24.00 | +$240,000 | 55,717 | Direct | |
| Feb 17, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $23.85 | +$119,250 | 60,717 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2020 | Class A Common Stock | SSaleDisposed | −485 | $12.87 | −$6,241.95 | 0 | Direct | |
| Nov 19, 2020 | Class A Common Stock | PPurchaseAcquired | +626 | $10.75 | +$6,729.5 | 626 | Direct | |
| Dec 15, 2020 | Class A Common Stock | SSaleDisposed | −226 | $8.36 | −$1,889.36 | 400 | Direct | |
| Dec 15, 2020 | Class A Common Stock | SSaleDisposed | −400 | $8.37 | −$3,348 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.