Vo Chuan D.'s Form 4 filing
Stark Novus Financial Inc.SNFI · filed Feb 1, 2022
- Accession no.
- 0001415889-22-000914
- Filed
- Feb 1, 2022
- Trade date
- Nov 18, 2020-Feb 17, 2021
- Filing delay
- 440 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 4 derivative transactions. Open-market purchases total $1.55M. Open-market sales total $26.0K. It was filed 440 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vo Chuan D.CIK 0001827679 | Officer (FORMER VP OF PROPULSION) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,000 | $25.25 | +$25,250 | 101,717 | Direct | |
| Feb 3, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $26.00 | −$26,000 | 717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.05 | +$135,250 | 5,717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +435 | $27.32 | +$11,884.2 | 6,152 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,750 | $27.33 | +$47,827.5 | 7,902 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,603 | $27.34 | +$43,826.02 | 9,505 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,212 | $27.35 | +$33,148.2 | 10,717 | Direct | |
| Feb 12, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.45 | +$137,250 | 15,717 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +7,249 | $25.05 | +$181,587.45 | 22,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $25.15 | +$251,500 | 32,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $25.45 | +$127,250 | 37,966 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +250 | $25.03 | +$6,257.5 | 38,216 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +2,501 | $25.04 | +$62,625.04 | 40,717 | Direct | |
| Feb 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $25.25 | +$126,250 | 45,717 | Direct | |
| Feb 17, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $24.00 | +$240,000 | 55,717 | Direct | |
| Feb 17, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $23.85 | +$119,250 | 60,717 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2020 | Class A Common Stock | SSaleDisposed | −485 | $12.87 | −$6,241.95 | 0 | Direct | |
| Nov 19, 2020 | Class A Common Stock | PPurchaseAcquired | +626 | $10.75 | +$6,729.5 | 626 | Direct | |
| Dec 15, 2020 | Class A Common Stock | SSaleDisposed | −226 | $8.36 | −$1,889.36 | 400 | Direct | |
| Dec 15, 2020 | Class A Common Stock | SSaleDisposed | −400 | $8.37 | −$3,348 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021. The Form 4 has been split into two filings to cover all 31 individual transactions, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions per table. Each Form 4 will be filed by the Reporting Person.