Welborn Wesley Miller's Form 4/A amendment
AmendedSmartfinancial Inc. (SMBK) · filed Jan 31, 2022
- Accession no.
- 0001415889-22-000897
- Filed
- Jan 31, 2022
- Trade date
- Jan 27, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 28, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $41.8K. It was filed 4 days after the trade.
This amendment replaces 0001415889-22-000856 (filed Jan 28, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welborn Wesley MillerCIK 0001340386 | Director, Officer (CHAIRMAN OF THE BOARD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2022 | Common Stock | PPurchaseAcquired | +1,470 | $28.46 | +$41,836.2 | 70,093 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed January 28, 2022, (the "Original Form 4") inadvertently had the Transaction Code of A and should have been Code P. This amendment corrects the Transaction Code of the Original Form 4.