Stuebe Nancy E.'s Form 4 filing
Advent Convertible & Income Fund (AVK) · filed Jan 7, 2022
- Accession no.
- 0001415889-22-000454
- Filed
- Jan 7, 2022
- Trade date
- Jun 7-Dec 30, 2021
- Filing delay
- 214 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $10.3K. It was filed 214 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stuebe Nancy E.CIK 0001835510 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2021 | Common Stock | PPurchaseAcquired | +169 | $19.46 | +$3,288.74 | 169 | Direct | |
| Sep 20, 2021 | Common Stock | PPurchaseAcquired | +185.18 | $18.90 | +$3,499.9 | 354.18 | Direct | |
| Dec 30, 2021 | Common Stock | PPurchaseAcquired | +195 | $17.96 | +$3,502.2 | 549.18 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.