Ross Craig's Form 4/A amendment
AmendedGTY Technology Holdings Inc. (GTYH) · filed Jan 4, 2022
- Accession no.
- 0001415889-22-000215
- Filed
- Jan 4, 2022
- Trade date
- Nov 18, 2021
- Filing delay
- 47 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 22, 2021
This filing lists 2 non-derivative transactions. Open-market sales total $112.5K. It was filed 47 days after the trade.
This amendment replaces 0001415889-21-005351 (filed Nov 22, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ross CraigCIK 0001840568 | Officer (CEO OF QUESTICA AND ECIVIS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | SSaleDisposed | −5,000 | $7.50F1 | −$37,500 | 255,000 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −10,000 | $7.50 | −$75,000 | 245,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $7.50 to $7.60. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is being filed to account for an inadvertent error in the calculation of the amount of securities beneficially owned following the reported transactions.