Maitland Tracy V's Form 4 filing
Advent Convertible & Income Fund (AVK) · filed Dec 29, 2021
- Accession no.
- 0001415889-21-006279
- Filed
- Dec 29, 2021
- Trade date
- Dec 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maitland Tracy VCIK 0001251345 | Director, Officer (CHAIRMAN, PRESIDENT & CEO), Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | SSaleDisposed | −50,000 | $17.89 | −$894,500 | 144,298 | Indirect | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −25,000 | $17.70 | −$442,500 | 119,298 | Indirect | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −19,000 | $17.77 | −$337,630 | 100,298 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.